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たとえばSeries6試験解答認定試験などです。

FINRA Certification Series6試験解答 - Investment Company and Variable Contracts Products Representative Examination (IR) 優れたキャリアを持ったら、社会と国のために色々な利益を作ることができて、国の経済が継続的に発展していることを進められるようになります。 では、どうしたらいいでしょうか。大丈夫ですよ。

その夢は私にとってはるか遠いです。でも、成功へのショートカットがを見つけました。NewValidDumpsのFINRAのSeries6試験解答試験トレーニング資料を利用して気楽に試験に合格しました。

FINRA Series6試験解答 - は

あなたの夢は何ですか。あなたのキャリアでいくつかの輝かしい業績を行うことを望まないのですか。きっと望んでいるでしょう。では、常に自分自身をアップグレードする必要があります。IT業種で仕事しているあなたは、夢を達成するためにどんな方法を利用するつもりですか。実際には、IT認定試験を受験して認証資格を取るのは一つの良い方法です。最近、FINRAのSeries6試験解答試験は非常に人気のある認定試験です。あなたもこの試験の認定資格を取得したいのですか。さて、はやく試験を申し込みましょう。NewValidDumpsはあなたを助けることができますから、心配する必要がないですよ。

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Series6 PDF DEMO:

QUESTION NO: 1
Which of the following statements regarding closed-end investment companies is false?
A. A closed-end investment company may not issue preferred stock.
B. Shares of a closed-end company may sell for below the fund's net asset value.
C. Closed-end companies may be either diversified or non-diversified.
D. The closed-end investment company does not pay taxes on the dividend and capital gain income it earns and distributes to its shareholders.
Answer: A
Explanation: The false statement is that a closed-end investment company may not issue preferred stock.
Although open-end companies (mutual funds) are prohibited from doing so, this is not a restriction governing closed-end companies. Closed-end companies shares sell on exchange floors and may trade
below net asset value. Closed-end companies may be either diversified or non-diversified, and the income earned by the company and distributed to its shareholders is not taxed at the investment company
level. It is taxed at the shareholder level only.

QUESTION NO: 2
Pete Prophet, the manager of a bond mutual fund, is expecting interest rates to increase. All else equal,
which of the following bonds would be the best investment under this assumption?
A. a Treasury strip with 15 years to maturity
B. a bond with a 10% coupon and 5 years to maturity
C. a bond with a 5% coupon and 10 years to maturity
D. a zero-coupon corporate bond with 12 years to maturity
Answer: B
Explanation: If Pete is expecting interest rates to increase, the bond with a 10% coupon and 5 years to
maturity is the best investment. If interest rates increase, bond prices fall, so he will want to invest in the
bond that will have the lowest percentage decrease in price. This will be the bond with the shortest duration, which is the bond described in Choice B. It has the highest coupon and the fewest years to maturity.

QUESTION NO: 3
Which of the following do not fall under the category of "advertisement," as defined by FINRA?
I. scripts used in telemarketing the products of the member firm
II. a website maintained by the member firm
III. research reports that the member firm distributes to both its existing clients and its prospective clients
IV. sales material that a member firm distributes only to its institutional clients
A. I only
B. IV only
C. I, III, and IV only
D. III and IV only
Answer: C
Explanation: Only the materials described in Selections I, III, and IV do not fall under the category of
"advertisement," as defined by FINRA. Scripts (Selection I) and research reports (Selection II) are considered to be "sales literature," not advertisements. Sales material that is distributed only to institutional investors (Selection IV) is in a category all by itself.

QUESTION NO: 4
Which of the following statements regarding a Coverdell Education Savings Plan (ESA) are true?
I. There are income limitations regarding those who may contribute to an ESA.
II. There is a maximum annual aggregate amount that can be contributed to a single beneficiary's account.
III. Contributions to an ESA are tax deductible.
IV. The monies must be used prior to the beneficiary's 30th birthday for education-related expenses in
order to avoid paying both taxes and a penalty.
A. I and II only
B. I and III only
C. I, II, and IV only
D. I, II, III, and IV
Answer: C
Explanation: Only Statements I, II, and IV regarding an ESA are true. The ability to establish one is limited
to those with an adjusted gross income specified by government guidelines, and there is a maximum annual aggregate amount that can be contributed to a single beneficiary's account regardless of how many contributors there are to that account. If the monies are not used for education-related expenses
prior to the beneficiary's 30th birthday, there is a mandatory distribution requirement, at which point the
distribution will be taxed as ordinary income and a 10% penalty will be assessed.

QUESTION NO: 5
In mid-September, the stock of Amazon.com, Inc. (AMZN) is selling for $147.A January call option on the
stock is selling for $6.10 and has a strike price of $160. This call option is:
A. at the money.
B. in the money.
C. out of the money.
D. overpriced. No one should pay $6.10 for the right to buy a share of stock for $160 when its current market price is only $147.
Answer: C
Explanation: If Amazon.com is selling for $147 and the strike price on the option is $160, the call option is
said to be out of the money since, even if an investor were given the option free, he would not benefit from
exercising it at this time. If he did so, he would be paying $160 for a stock that is selling for only $147 on
the open market. Even so, the option is not necessarily overpriced at $6.10 because the option has what
is known as "time value" on it. The stock of Amazon.com has several months during which it could rise
well above the $160 strike price on the option.

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Updated: May 26, 2022

Series6試験解答 - Series6問題サンプル、Investment Company And Variable Contracts Products Representative Examination (IR)

PDF問題と解答

試験コード:Series6
試験名称:Investment Company and Variable Contracts Products Representative Examination (IR)
最近更新時間:2024-05-17
問題と解答:全 325
FINRA Series6 最新な問題集

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試験コード:Series6
試験名称:Investment Company and Variable Contracts Products Representative Examination (IR)
最近更新時間:2024-05-17
問題と解答:全 325
FINRA Series6 試験復習

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試験コード:Series6
試験名称:Investment Company and Variable Contracts Products Representative Examination (IR)
最近更新時間:2024-05-17
問題と解答:全 325
FINRA Series6 試験内容

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